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Consumer Protection Laws Financial Promotions

BCLP

Turf Social: A Developing Regulatory Relationship

BCLP on

On 10 June Nikhil Rathi, the FCA’s CEO, appeared before the Treasury Select Committee. The opening volley of questions was focused on the risks presented by illegal financial promotions on social media and, relatedly, the...more

A&O Shearman

UK Financial Conduct Authority portfolio letter on strategy for mortgage intermediaries

A&O Shearman on

The U.K. Financial Conduct Authority has published a portfolio letter on its strategy for mortgage intermediaries setting out the areas of regulatory focus for the next two years. The FCA's overarching focus is on embedding...more

A&O Shearman

Stricter UK Financial Promotion Rules Going Ahead

A&O Shearman on

The U.K. Financial Conduct Authority has published its final Policy Statement and Rules on financial promotions of high-risk investments and firms approving financial promotions. Many of these changes address or build upon...more

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