AFSA Extra Credit Podcast: Auto Remote Sales Compliance
Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ECB: Opinion on the supervisory independence of Lietuvos bankas and the prevention of conflicts of...more
Background - In August 2022, the United Kingdom Financial Conduct Authority (“FCA”) published a policy statement titled “[s]trengthening our financial promotion rules for high-risk investments and firms approving financial...more
The U.S. Attorney for the District of Columbia recently charged a former federal executive branch official with violating post-employment restrictions. The former official is accused of violating a life-time ban imposed by...more