Daily Compliance News: November 15, 2024 - The Meta Fined (again) Edition
Cost of Noncompliance: More Than Just Fines
Life With GDPR: Cathay Pacific Enforcement Action
FCPA Compliance and Ethics Report-Episode 171-FCPA Enforcement in the Energy Industry
On December 19, 2024, the Federal Trade Commission announced a proposed $20 million settlement with Leader Automotive Group and its parent company, AutoCanada, to resolve claims brought by the FTC and the State of Illinois....more
The Commodity Futures Trading Commission obtained orders from a federal court in New York concluding its first-filed enforcement action against persons for bitcoin fraud. However, the outcome of an unrelated action having...more
When the bond market collapsed in Puerto Rico many clients at UBS Financial Services Incorporated of Puerto Rico had significant losses. Many had purchased shares of UBS PR closed-end funds or CEFs. UBSPR had been selling...more