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Corporate Governance › Financial Regulatory Reform › Filing Requirements

Cooley LLP

What the SEC’s (Pending) Shutdown Means for You

Cooley LLP on

With it looking pretty likely that the federal government will shut down at midnight tomorrow, here are 10 things you should know based on the SEC’s “operations plan during a shutdown” guidance and Corp Fin’s list of 22...more

Perkins Coie

Updating Your Description of Securities Exhibit

Perkins Coie on

As summer turns into fall and in-house lawyers start thinking ahead to the upcoming 10-K filing season, we’re often asked to review and update the description of securities exhibit(s) required to be filed with Form 10-K by...more

Mayer Brown Free Writings + Perspectives

Omitting Discussion of Third Year in MD&A Sections

Mayer Brown Free Writings + Perspectives on

As discussed in earlier blog posts, as a result of various FAST Act mandated changes to Regulation S-K, which were adopted by the Securities and Exchange Commission and became effective in May 2019, a registrant may omit a...more

Herbert Smith Freehills Kramer

SEC Simplifies Disclosure Requirements to Further FAST Act Mandate

Herbert Smith Freehills Kramer on

The SEC has adopted rule amendments to simplify disclosure requirements consistent with its mandate under the Fixing America’s Surface Transportation (FAST) Act. ...more

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