Corruption, Securities and Exchange Commission (SEC), Internal Reporting

[Event] Global Anti-Corruption, Ethics & Compliance - June 10th - 11th, New York, NY

American Conference Institute (ACI) on 5/15/2025

ACI's Global Anti-Corruption, Ethics & Compliance – New York is your best opportunity to hear how companies are addressing the status of DOJ and SEC priorities, effective compliance and risk strategies, strengthening...more

Two Individuals Distorted the SEC Office of the Whistleblower Report – and Not Just This Year

NAVEX on 11/22/2024

Those of us in compliance and whistleblower programs have been eagerly awaiting the release of the SEC Office of the Whistleblower (OWB) report, and on November 21st, we were able to view the highly anticipated recap (dated...more

Key Compliance Takeaways for Companies from the DOJ's New Corporate Whistleblower Program

Holland & Hart LLP on 8/21/2024

On August 1, 2024, the U.S. Department of Justice (“DOJ”) announced its new “Corporate Whistleblower Awards Pilot Program” (“DOJ Program”), a three-year initiative managed by DOJ’s Money Laundering and Asset Recovery Section....more

SEC Awards $28 Million+ to Whistleblower for Tip Relating to 2018 FCPA Settlements

Jones Day on 6/23/2021

On May 19, 2021, the SEC announced an award of more than $28 million to a whistleblower whose tip led the SEC and the DOJ to reach a combined $281 million FCPA settlement with a U.S.-based manufacturer of electronic systems...more

A Speak Up Culture Depends on Follow Through and Accountability

The Volkov Law Group on 1/10/2020

Corporate leaders often talk to the talk when it comes to a Speak Up culture. In theory, many business leaders can articulate their commitment to a Speak Up culture by emphasizing the importance of employees raising...more

Day 1 of One Month to Better Investigations and Reporting-Introduction to Investigations and Internal Reporting

Thomas Fox - Compliance Evangelist on 6/1/2017

The call, email or tip comes into your office; an employee reports suspicious activity somewhere across the globe. That activity might well turn into a Foreign Corrupt Practices Act (FCPA) issue for your company. As the Chief...more