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Cross-Border Transactions Securities Fraud Market Manipulation

Troutman Pepper Locke

SEC Launches Initiative to Tackle International Fraud and Protect U.S. Investors

Troutman Pepper Locke on

On September 5, the U.S. Securities and Exchange Commission (SEC) announced the formation of a Cross-Border Task Force. This initiative aims to enhance the Division of Enforcement’s capabilities in identifying and combating...more

Orrick, Herrington & Sutcliffe LLP

Securities Law/Commodities Exchange Act (CEA) - The World in U.S. Courts: Summer-Fall 2018

Giunta v. Dingman, US Court of Appeals for the Second Circuit, June 19, 2018 - As relevant here, plaintiff Erik Gordon sued Dingman in New York, alleging that Dingman violated US securities laws in connection with his sale...more

Proskauer Rose LLP

Third Circuit Defines "Extraterritorial" Applicability of Federal Securities Laws in United States v. Georgiou

Proskauer Rose LLP on

The U.S. Court of Appeals for the Third Circuit added its voice yesterday to the ongoing judicial effort to construe the U.S. Supreme Court's 2010 decision in Morrison v. National Australia Bank, concerning the extent to...more

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