News & Analysis as of

Cryptocurrency Securities Traders Securities and Exchange Commission (SEC)

A&O Shearman

SEC and CFTC Staff Clear Path for Spot Crypto Trading on Regulated Exchanges

A&O Shearman on

On September 2, 2025, the staffs of the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) issued a joint statement regarding trading of certain spot crypto asset products on regulated...more

Morrison & Foerster LLP

Federal Judge Vacates SEC’s Dealer Rule Amendments and Gensler Announces Imminent Departure

Morrison & Foerster LLP on

On Thursday, in two separate decisions, a federal district court in Texas struck down the U.S. Securities and Exchange Commission (SEC) rule that expanded the definition of “dealer” to include proprietary traders and some...more

Goodwin

SEC Greenlights NYSE Proposal Modifying Direct Listings

Goodwin on

SEC Greenlights NYSE Proposal Modifying Direct Listings; SEC Expands Definition of Accredited Investor; SDNY Court Permits Trial To Proceed Against Former Lead Trader at Nomura Securities International; Delaware Chancery...more

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