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Cryptocurrency › Securities Violations › California

Allen Matkins

Can Investors Themselves Be Liable For A Failure To Register The Offer And Sale Of Securities?

Allen Matkins on

Section 12(a)(1) of the Securities Act of 1933 imposes liability on sellers of securities who violate that Act's registration and prospectus delivery requirements.  Because the statute refers to sellers, it seems unlikely...more

Orrick, Herrington & Sutcliffe LLP

DFPI announces $22.5 million multistate settlement with crypto platform

Orrick, Herrington & Sutcliffe LLP on

On January 26, the California Department of Financial Protection and Innovation (DFPI) announced that it entered into a $22.5 million settlement agreement with a Cayman Islands digital asset firm to resolve a securities...more

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