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Defense Strategies Enforcement Actions

American Conference Institute (ACI)

[Event] 12th Annual Legal, Regulatory, and Compliance Forum on Cosmetics and Personal Care Products - March 27th - 28th, New York,...

Attend ACI’s 12th Annual Legal, Regulatory, and Compliance Forum on Cosmetics and Personal Care Products to stay ahead of the latest environmental and sustainability developments impacting cosmetics and personal care products...more

Estlund Law, P.A.

What’s the difference between a Red Corner Notice and a Red Notice?

Estlund Law, P.A. on

What’s the difference between a Red Corner Notice and a Red Notice? Michelle Estlund knows that being wanted by INTERPOL is often frightening, isolating, and unjust. She has a proven track record of success with INTERPOL...more

Holland & Knight LLP

Shielding Against the Mass Arbitration Surge: Strategies to Mitigate Risk

Holland & Knight LLP on

Mass arbitration is posing significant challenges for businesses, as it creates a new battleground in dispute resolution with the potential to overwhelm companies with a flood of simultaneous claims. Consumer-facing companies...more

Morrison & Foerster LLP

MoForecast: Predictions on State Attorneys General Securities Fraud Enforcement

Morrison Foerster partner Carrie H. Cohen, global co-chair of the Investigations + White Collar Defense Group and State + Local Government Enforcement team, spoke with Edward Imperatore, a partner in MoFo’s Investigations +...more

Estlund Law, P.A.

Will INTERPOL Issue a Red Notice Against an Innocent Person?

Estlund Law, P.A. on

Will INTERPOL Issue a Red Notice Against an Innocent Person? Michelle Estlund knows that being wanted by INTERPOL is often frightening, isolating, and unjust. She has a proven track record of success with INTERPOL cases, and...more

Oberheiden P.C.

EPA Litigation Defense in 2024: Strategies for Companies Facing Civil or Criminal Penalties

Oberheiden P.C. on

The U.S. Environmental Protection Agency (EPA) is responsible for enforcing the federal laws, regulations, and Executive Orders focused on protecting the environment for the benefit of the American people, threatened and...more

Husch Blackwell LLP

False Claims Act Insights - Railroaded! How to Approach the Twin Tracks of Parallel Proceedings

Husch Blackwell LLP on

Host Jonathan Porter is joined by Troy Clark, Director and Corporate Counsel with Wellstar Health System, to discuss the peculiarities and difficulties of tackling parallel proceedings, that is, investigations and/or...more

Venable LLP

[Event] 10th Advertising Law Symposium - March 21st, Washington, DC

Venable LLP on

It’s that time of year again—Ad Law Symposium is back! Please join us in DC for this highly anticipated event focused on providing you with the information you need to promote your brand with confidence. Combining the...more

Nelson Mullins Riley & Scarborough LLP

[Webinar] What To Do When the Government Comes Knocking - February 29th, 1:00 pm - 2:00 pm EST

Join John Heitmann, and Joshua Guyan as they welcome partners Matt Austin, Bart Daniel, and Adam Safwat, three seasoned defense attorneys who use their experience leading defense teams through complex federal investigations....more

American Conference Institute (ACI)

[Event] 11th Annual Advanced Forum on False Claims and Qui Tam Enforcement - January 23rd - 24th, New York, NY

Hosted by American Conference Institute, the 11th Annual Advanced Forum on False Claims and Qui Tam Enforcement returns for another exciting year for lively discussions on FCA enforcement including the ramifications of two...more

Fox Rothschild LLP

The Presumption of Innocence Podcast: Episode 25 - An Investigative Journalist’s Insight Into the COVID-19 Fraud Strike Force

Fox Rothschild LLP on

A journalist and a white-collar criminal defense attorney walk onto a podcast... Though it sounds like the start of a joke, this paired perspective shines new light on the federal government’s ongoing enforcement actions...more

Oberheiden P.C.

The Most Important Thing to Keep in Mind When Looking for an OFAC Sanctions Lawyer

Oberheiden P.C. on

Company executives and stakeholders in charge of making decisions to insulate their business from legal liability by the Office of Foreign Assets Control (OFAC) at the U.S. Department of Treasury have a difficult choice to...more

Oberheiden P.C.

What Should You Expect, Do, and NOT Do During a FINRA Investigation?

Oberheiden P.C. on

Financial Industry Regulatory Authority (FINRA) investigations present significant risks for broker-dealers. Not only can FINRA take enforcement action—including the imposition of penalties and barring broker-dealers from the...more

Oberheiden P.C.

Medical Board Investigations: What Doctors Need to Know in 2023

Oberheiden P.C. on

As a licensed physician, facing a medical board investigation could mean that your career is on the line. Even though you spent years in medical school and in residency, and even though you may have spent decades honing your...more

Oberheiden P.C.

OCC Enforcement Defense: Avoiding Penalties for BSA Noncompliance

Oberheiden P.C. on

Noncompliance with the Bank Secrecy Act (BSA) can subject banks and other financial institutions to substantial penalties. As a result, it is critical that financial institution executives not only understand the BSA itself...more

McDermott Will & Emery

[Event] Consumer Protection: Establishing and Protecting Your Competitive Position - November 10th, Chicago, IL

McDermott Will & Emery on

As consumer-facing product and service companies go head-to-head in an increasingly competitive marketplace, the risks of doing business are higher than ever before. Whether marketing your products to generate the highest...more

Oberheiden P.C.

10 Keys to Winning Securities Litigation Cases

Oberheiden P.C. on

Securities litigation presents substantial risks for companies, firms, and individuals accused of violating federal law, U.S. Securities and Exchange Commission (SEC) regulations, or Financial Industry Regulatory Authority...more

Oberheiden P.C.

Recent DOJ Consumer Protection Branch Cases Highlight the Branch’s Enforcement Priorities

Oberheiden P.C. on

The U.S. Department of Justice’s (DOJ) Consumer Protection Branch works with other branches and federal law enforcement agencies to investigate and prosecute civil and criminal violations of the nation’s consumer protection...more

Hinch Newman LLP

The Art of Responding to an FTC CID by an FTC CID Lawyer

Hinch Newman LLP on

A Federal Trade Commission Civil Investigative Demand is an administrative subpoena utilized by the Federal Trade Commission (and other regulatory agencies, such as a state Attorney General) to obtain documentary materials...more

Oberheiden P.C.

OFAC Compliance and Defense: What You Need to Know in 2025

Oberheiden P.C. on

U.S. companies with international clients or customers have to comply with far more laws and regulations than companies that only operate domestically. These include laws and regulations enforced by the U.S. Office of Foreign...more

Oberheiden P.C.

FDA Warning Letter Response Strategies (Step-By-Step)

Oberheiden P.C. on

FDA Warning letters can be harbinger of formal civil and criminal investigations. If your business receives such a notice of non-compliance from the FDA, you should immediately contact an experienced FDA defense attorney....more

Oberheiden P.C.

Defending Against Fraud Allegations in Litigation Under Section 206 of the Investment Advisers Act

Oberheiden P.C. on

Section 206 of the Investment Advisers Act of 1940 is one of the many laws the U.S. Securities and Exchange Commission (SEC) uses to combat investment fraud. Under Section 206, investment advisers can face enforcement action...more

Carlton Fields

Defense Lawyers Can ‘Rewrite’ the Sentencing Guidelines, One Case at a Time

Carlton Fields on

Over 90 percent of federal defendants plead guilty, and 83 percent of those who go to trial are convicted on at least one count.1 In most indicted federal cases, the question is not how to persuade a jury at trial, but how to...more

Carlton Fields

Challenging Sentencing Guidelines With Comparable Cases

Carlton Fields on

In December, the U.S. Sentencing Commission issued a report on the influence of the U.S. sentencing guidelines on average sentences imposed. The commission found that the guidelines "generally continue to have a substantial...more

Oberheiden P.C.

The SEC Investigation Process: An Overview

Oberheiden P.C. on

The U.S. Securities and Exchange Commission (SEC) investigates companies, brokerage firms, and individuals for a broad range of statutory and regulatory violations. These investigations can lead to civil or administrative...more

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