With all the headlines about changes in federal government structure in recent weeks, it is easy to miss some of the key changes taking place at the Securities and Exchange Commission. In this note, we have summarized three...more
On April 24, four members of the U.S. Senate Committee on Banking, Housing, and Urban Affairs sent a letter to the FDIC requesting information regarding DOGE’s involvement at the FDIC. The senators are seeking information...more
On March 26, Senators Elizabeth Warren (D-MA) and Adam Schiff (D-CA), under the jurisdiction of the Senate Committee on Banking, Housing, and Urban Affairs, requested the CFPB’s OIG investigate potential ethics violations by...more
According to news sources, including Reuters, on Friday, February 21, the U.S. Securities and Exchange Commission (SEC) reportedly informed regional directors at its 10 regional offices that it plans to eliminate their roles...more