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Department of Justice (DOJ) Chief Compliance Officers Risk Management

Compliance and Ethics: Ideas & Answers

The First US Law School Course on Compliance: Its Origins and Evolution

This essay traces the origin and development of the first dedicated law school course on corporate compliance and ethics programs in the United States. Responding to legal and practice developments over the last two decades,...more

Thomas Fox - Compliance Evangelist

Great Women in Compliance: Culture. Data. Ethics with Hui Chen

Hui Chen is a luminary in the world of Ethics and Compliance, and she is our guest on today’s episode of Great Women in Compliance. Today, Hui is one of the co-founders of CDE Advisors, which stands for “Culture. Data....more

Compliance and Ethics: Ideas & Answers

Sony’s practical example of how to measure your program

Is your compliance program working?  Measurement is one of the challenges everyone in our field faces. A few years ago, in the monthly interview article in SCCE’s Compliance & Ethics Professional magazine, Adam Turteltaub...more

Epiq

The New DOJ Position on Self-Disclosure Demands High-Functioning Compliance

Epiq on

In remarks to an industry group, Matthew R. Galeotti, head of the Department of Justice (DOJ) Criminal Division, emphasized that companies may avoid criminal resolutions if they voluntarily self-disclose misconduct, fully...more

Health Care Compliance Association (HCCA)

[Event] Healthcare Basic Compliance Academy - July 21st - 24th, Nashville, TN

Grounded in the OIG’s General Compliance Program Guidance and DOJ’s Evaluation of Corporate Compliance Programs, our immersive, three-and-a-half-day, classroom-style Healthcare Basic Compliance Academy equips compliance...more

American Conference Institute (ACI)

[Event] Global Anti-Corruption, Ethics & Compliance - June 10th - 11th, New York, NY

ACI's Global Anti-Corruption, Ethics & Compliance – New York is your best opportunity to hear how companies are addressing the status of DOJ and SEC priorities, effective compliance and risk strategies, strengthening...more

The Volkov Law Group

Riding the Wave to Navigate Volatile Risks

The Volkov Law Group on

Chief compliance officers are adjusting a new, risk world, where top risks include export controls, sanctions, and immigration enforcement. At the same time, some risks remain — third-party risks, conflict of interest, fair...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Creating Effective Compliance Training Workshop - April 16th - 17th, 8:00 am - 5:00 pm CT

Learn how to build and sustain an effective compliance training program - DOJ guidelines for compliance training are clear in their expectation that such training is not merely offered, but that the training works. That...more

American Conference Institute (ACI)

[Event] Mexico Summit on Anti-Corruption & Compliance Programs - March 12th - 13th, Polanco, CDMX, Mexico

Connect with the leading Anti-Corruption experts and discuss the latest compliance strategies at ACI’s Mexico Summit on Anti-Corruption & Compliance Programs. As Mexico’s longest running, premier anti-corruption and...more

Parker Poe Adams & Bernstein LLP

What DOJ's Latest Guidance on Artificial Intelligence Corporate Compliance Means for Businesses

The U.S. Department of Justice (DOJ) recently updated its Evaluation of Corporate Compliance Programs (ECCP), which prosecutors consider when investigating, charging, and negotiating plea or other agreements with...more

Brownstein Hyatt Farber Schreck

DOJ Updates Its Evaluation of Corporate Compliance Programs Guidance

The U.S. Department of Justice (“DOJ”) has, once again, updated its guidance on corporate compliance. This document, known as the Evaluation of Corporate Compliance Programs or “ECCP,” serves to put corporate America on...more

Paul Hastings LLP

DOJ Criminal Division Issues Updated Guidance on Corporate Compliance Programs Focused on AI Risks

Paul Hastings LLP on

On September 23, 2024, the Department of Justice’s (“DOJ”) Criminal Division announced significant changes to its Evaluation of Corporate Compliance Programs (“ECCP”), which prosecutors use in assessing the effectiveness of...more

DLA Piper

Minimizing AI Risk: Top Points for Compliance Officers

DLA Piper on

More than ever, artificial intelligence (AI) is being implemented as a powerful tool to improve our lives and businesses. But with its benefits comes a host of risks – and regulators are homing in on its use as a tool for...more

BCLP

DOJ Updates Criteria for Review of Corporate Compliance Programs, Emphasizing AI Issues

BCLP on

On September 23, the Department of Justice updated the document it uses to evaluate a corporation’s compliance program in the context of wrongdoing by the corporation – the Evaluation of Corporate Compliance Programs, or...more

Venable LLP

DOJ Revises Its Evaluation of Corporate Compliance Policy to Consider How Companies Address Risks Posed by AI

Venable LLP on

The Department of Justice's Criminal Division is "using more tools than ever before to identify corporate misconduct and to encourage companies to be good corporate citizens," according to Nicole Argentieri, Principal Deputy...more

Benesch

DOJ Adds AI Considerations to Its Evaluation of Corporate Compliance Programs

Benesch on

Last month, the U.S. Department of Justice’s (“DOJ”) Criminal Division announced its periodical update to its Evaluation of Corporate Compliance Programs (“ECCP”), zeroing in on how companies manage risk related to artificial...more

Health Care Compliance Association (HCCA)

[Event] Regional Healthcare Compliance Conference - November 1st, Scottsdale, AZ

Looking for compliance education and networking in your area? HCCA’s Regional Healthcare Compliance Conferences offer practitioners convenient, local compliance education on a wide variety of current and emerging topics...more

Baker Botts L.L.P.

DOJ Releases AI-Related Compliance Guidance

Baker Botts L.L.P. on

On September 23, 2024, the Department of Justice updated its guidance on the Evaluation of Corporation Compliance Programs to include questions specifically focused on companies’ use and implementation of artificial...more

Epstein Becker & Green

DOJ Updates Its Evaluation of Corporate Compliance Programs to Address New Technologies, Reinforce Promoting a “Speak Up” Culture,...

Epstein Becker & Green on

On September 23, 2024, Principal Deputy Assistant Attorney General Nicole M. Argentieri announced updates to the U.S. Department of Justice’s (“DOJ”) guidance relative to its Principles of Federal Prosecution of Business...more

Alston & Bird

Compliance in the Age of AI: The DOJ Issues Updated ECCP Guidance

Alston & Bird on

The Department of Justice has revised its Evaluation of Corporate Compliance Programs guidance, adding new content related to technology, whistleblowers, and data analytics. Our White Collar, Government & Internal...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Higher Education Compliance Conference - October 24th, 8:00 am - 5:00 pm CT

Stay up to date on compliance developments in the higher education space - Whether you missed this year’s in-person Higher Education & Healthcare Research Compliance Conference or are looking for additional insights from...more

Thomas Fox - Compliance Evangelist

Lessons on Incentives and Discipline from Star Trek: Mirror Mirror

Last month, I wrote a blog post on the tone at the top, exemplified in Star Trek’s Original Series episode, Devil in the Dark. Based on the response, some passionate Star Trek fans are out there. I decided to write a series...more

Thomas Fox - Compliance Evangelist

Internal Reporting and Investigative Lessons from Star Trek: The Conscience of the King

Last month, I wrote a blog post on the tone at the top, exemplified in Star Trek’s Original Series episode, Devil in the Dark. Based on the response, some passionate Star Trek fans are out there. I decided to write a series...more

Thomas Fox - Compliance Evangelist

Internal Control Lessons from Star Trek: The Doomsday Machine

Last month, I wrote a blog post on the tone at the top, exemplified in the Star Trek, the Original Series episode, Devil in the Dark. Based on the response, some passionate Star Trek fans are out there. I decided to write a...more

American Conference Institute (ACI)

[Event] 18th Annual Conference on Anti-Corruption - June 18th - 19th, London, United Kingdom

Hosted by the C5 Group, the 18th Annual Conference on Anti-Corruption London will bring together the brightest minds in anti-corruption and compliance to review the most pressing multi-jurisdictional enforcement updates...more

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