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Digital Assets › Customer Due Diligence (CDD) › Regulatory Oversight

Sheppard Mullin Richter & Hampton LLP

OCC Terminates 2022 Consent Order Against National Bank

Sheppard Mullin Richter & Hampton LLP on

On August 18, the OCC terminated its 2022 consent order against a national bank. The order was issued under the Bank Secrecy Act and related anti-money laundering regulations, and required the bank to implement corrective...more

A&O Shearman

Financial Action Task Force Consults on Digital Identity in Customer Due Diligence Guidance

A&O Shearman on

The Financial Action Task Force is seeking feedback from private sector stakeholders on its draft guidance on the use of digital identity systems in customer due diligence. The guidance will supplement Recommendation 10 of...more

Foodman CPAs & Advisors

The Financial Action Task Force and Virtual Assets

Foodman CPAs & Advisors on

The FATF (FATF) is an inter-governmental body with 38 members that sets standards and promotes the implementation of legal, regulatory and operational measures for combating money laundering, terrorist financing and threats...more

Orrick, Herrington & Sutcliffe LLP

SEC and FINRA's Annual Rites – Announcing Their Examination Priorities

Orrick, Herrington & Sutcliffe LLP on

On January 22, 2019, FINRA published its 2019 Risk Monitoring and Examination Priorities Letter. Released several weeks later than usual, FINRA’s letter follows the December 10, 2018 publication of the 2019 Examination...more

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