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Digital Assets Information Security

IR Global

The Evolution of Business Succession in the Digital Era

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Succession planning has long been a cornerstone of business continuity. It ensures that ownership transitions happen smoothly, that leadership changes do not disrupt operations, and that enterprise value is protected (or even...more

K2 Integrity

Cybersecurity Awareness Month: Doubling Your Account Security With Multi-Factor Authentication - Update

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Cybersecurity Awareness Month was established more than 20 years ago to provide resources to enable organizations and their employees to stay safer and more secure online...more

King & Spalding

SEC Division of Examinations – 2021 Priorities

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On March 3, 2021, the SEC’s Division of Examinations (“Division” or “EXAMS”) published its annual Examination Priorities Report, which identified eight primary areas of focus for Fiscal Year 2021. While many of these...more

Burr & Forman

Cyber Still Atop Exam Priorities

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FINRA held its bi-annual Cybersecurity Conference in January and recently published five take-away real-world experiences from the conference...more

Herbert Smith Freehills Kramer

OCIE Releases 2020 Examination Priorities

The Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) published its 2020 Examination Priorities, an annual publication that enhances transparency and provides insights into...more

Troutman Pepper Locke

SEC OCIE Issues 2020 Examination Priorities

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On January 7, the SEC’s Office of Compliance Inspections and Examinations (OCIE) announced its 2020 national examination priorities. This is the eighth year that OCIE has published its fiscal year examination priorities. ...more

Sheppard Mullin Richter & Hampton LLP

The SEC’s 2020 Examination Priorities

On January 7, 2020, the Securities and Exchange Commission (“SEC”) released its 2020 examination priorities, an annual report by the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) meant to apprise the public...more

K2 Integrity

Cybersecurity Awareness Month may be over – but threats are year round

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Cybersecurity Awareness Month may have ended on October 31, but cyber criminals are active 365 days a year, and they’re online looking for vulnerabilities around the clock. Every day, we also spend time online: navigating the...more

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