Disclosure Requirements, Due Diligence, Capital Markets

Top Tips for Doing Capital Markets Deals in Germany (Updated)

Hogan Lovells on 4/30/2025

This practical note was originally published by Practical Law Capital Markets. A practice note setting out top tips from German counsel for doing capital markets deals in Germany. It highlights issues of which lawyers from...more

SEC Offers Updated Guidance for Rule 506(c) Private Placements

Flaster Greenberg PC on 3/27/2025

On March 12, 2025, the SEC published a No-Action Letter clarifying accredited investor verification requirements under Rule 506(c)....more

COVID-19 and your deal: Considerations for underwriters in the COVID-19 environment

White & Case LLP on 5/14/2020

COVID-19 presents novel issues for underwriters, who are grappling with the need to support their clients accessing funding and also maintain disclosure standards and manage their risk when the typical tools that they use to...more

Business Development Company Guide for Capital Markets

Mayer Brown Free Writings + Perspectives on 9/11/2019

This guide covers all related information that a securities practitioner needs when working with a Business Development Company (BDC). It provides an overview of the industry and covers applicable securities laws and...more

Securitisation: Keeping it Simple?

Cadwalader, Wickersham & Taft LLP on 10/2/2015

On 30 September 2015, the European Commission (the “Commission”) published a proposal for a regulation (the “Proposed Regulation”)1 intended to harmonise existing EU laws applying to securitisations (including proposed...more

SEC’s Increased Cybersecurity Enforcement and How to Reduce Your Risks

Perkins Coie on 9/29/2015

The SEC announced last week that an investment adviser had agreed to settle charges that it failed to take required steps to protect against and respond effectively to a cybersecurity breach. The action comes on the heels of...more