Disclosure Requirements, Financial Services Industry, EDGAR

Reminder: Prepare for EDGAR Next

Morrison & Foerster LLP on 7/29/2025

On September 27, 2024, the U.S. Securities and Exchange Commission (the SEC) adopted amendments to Regulation S-T, resulting in major changes to the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) System for SEC...more

Have You Enrolled in EDGAR Next? Enrollment Deadline Approaching

ArentFox Schiff on 7/21/2025

In September 2024, the US Securities and Exchange Commission (SEC) adopted rule changes to its Electronic Data Gathering, Analysis, and Retrieval (EDGAR) file access and account management system (EDGAR Next), which went into...more

EDGAR Next enrollment begins

Eversheds Sutherland (US) LLP on 4/2/2025

On March 24, 2025, the Securities and Exchange Commission (SEC) launched its EDGAR Next platform. All individuals and entities that make SEC filings (SEC Filers) must enroll on the platform by September 15, 2025, to avoid...more

SEC Adopts Amendments to Filing Fee Payment Methods, Disclosure Requirements, and Offsets

Morgan Lewis on 10/22/2021

The US Securities and Exchange Commission (SEC) has adopted amendments that allow for new payment methods for filing fees, including Automated Clearing House (ACH) payments and debit and credit card payments; revise most...more

Financial Services Industry’s New Regulation Best Interest Standard of Care

Faegre Drinker Biddle & Reath LLP on 8/20/2019

On June 5, 2019, the Securities and Exchange Commission (SEC) approved the Regulation Best Interest Final Package, the new disclosure requirements that accompany the financial services industry’s new Regulation Best Interest...more

Orrick's Financial Industry Week In Review

Orrick, Herrington & Sutcliffe LLP on 10/20/2017

SEC Proposes Rules to Implement FAST Act Mandate to Modernize and Simplify Disclosure - On October 11, 2017, the Securities and Exchange Commission (SEC) proposed amendments "to modernize and simplify disclosure...more