Disclosure Requirements, Fund Managers, Fees

End of (Fund) Life Issues

Proskauer - The Capital Commitment on 6/18/2025

Amid a challenging environment for exits, especially in the wake of the recent market volatility, private fund managers continue to pursue alternative strategies, such as term extensions and liquidity solutions, to ride out...more

Navigating the SEC's Focus on Private Fund Fees: Understanding the Trends and Mitigating Risk

Goodwin on 7/24/2023

The following is an edited version of a conversation between Goodwin partners Jonathan Hecht and Isaac Vinyarsh. Before joining Goodwin, Jonathan spent more than a decade in the SEC’s Division of Enforcement, including...more

Proposed SEC Rules Aim at Putting Private Funds More in Public View

DarrowEverett LLP on 6/15/2023

Whether everyday Americans saving for retirement, college tuition, or their forever homes know it or not, there’s a chance that their money is tied, directly or indirectly, to private funds. Moreover, those Americans probably...more

European Commission Outlines Proposals For AIFMD 2

Goodwin on 12/10/2021

As the Alternative Investment Fund Managers Directive (“AIFMD”) was being developed prior to 2011, there were serious concerns across the funds industry that it might force managers to set up their funds offshore to avoid the...more

What Investment Advisers and Fund Managers can Expect from the SEC Under the Biden Administration

Winstead PC on 3/11/2021

As we discussed in our recent post “What to Expect from the SEC Under the Biden Administration,” market participants can expect a more vigorous SEC enforcement program under the new administration. President Biden’s nominee...more

SEC Notes Growing Concern About Private Equity Fee Disclosures

Akerman LLP on 5/8/2014

Recent comments by Andrew Bowden, Director of the Office of Compliance Inspections and Examinations for the Securities and Exchange Commission (SEC), highlight the growing tension between Dodd-Frank compliance and fund...more