Disclosure Requirements, NYSE, Shareholder Proposals

Capital Markets & Governance Insights - January 2025

Ropes & Gray LLP on 1/30/2025

Companies should not minimize the extent of a material cybersecurity incident by omitting material facts regarding the scope and potential impact of the incident. Cybersecurity risk factor disclosures should be tailored to a...more

Annual Meeting Filing and Disclosure Requirements

Skadden, Arps, Slate, Meagher & Flom LLP on 3/4/2020

When finalizing proxy materials for annual shareholder meetings, companies should consider the following U.S. Securities and Exchange Commission (SEC) rules and related guidance, as well as stock exchange listing standards...more

Reminders for Foreign Private Issuers for the 2019 Annual Reporting Season

White & Case LLP on 1/16/2019

This memorandum outlines considerations for foreign private issuers ("FPIs") in preparation for the 2019 annual reporting season. Part I (pg. 2) provides a summary of certain key trends and insights from the 2018 US proxy...more

Corporate Communicator - 2018 Annual Meeting Season

Snell & Wilmer on 12/27/2017

Dear clients and friends, We present our traditional year-end issue of Snell & Wilmer’s Corporate Communicator to help you prepare for the upcoming annual report and proxy season. This issue highlights SEC reporting and...more

"Annual Meeting Proxy Statement Reminders"

Skadden, Arps, Slate, Meagher & Flom LLP on 3/16/2017

As companies finalize their proxy materials for annual shareholder meetings, they should consider the following U.S. Securities and Exchange Commission (SEC) filing and disclosure requirements. Ensure clarity on the proxy...more

Preliminary Planning for the 2017 Proxy Season

Stinson - Corporate & Securities Law Blog on 9/1/2016

For those who want to start preparing for the 2017 proxy season, our preliminary list of important considerations is set forth below: Directors’ and Officer’s Questionnaire - Nasdaq has adopted a rule requiring...more