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Disclosure Requirements › Private Equity Firms › Securities and Exchange Commission (SEC)

McDermott Will & Schulte

SEC charges PE firm for alleged disclosure failures related to fee offsets

McDermott Will & Schulte on

On August 15, 2025, the US Securities and Exchange Commission (SEC) charged a New York-based private equity adviser (the Firm) with breaching its fiduciary duties by failing to adequately disclose its practices regarding the...more

Kennedys

Underwriters, are you ready for the new rules governing private funds advisors?

Kennedys on

Private equity firms are facing increased disclosure requirements and new restrictions on giving certain investors special treatment. Are current market policies sufficient to limit exposure in this new environment?...more

Herbert Smith Freehills Kramer

Corporate Governance: 2022 Year-End Review

Herbert Smith Freehills Kramer on

Since Kramer Levin issued its Corporate Governance: 2022 Midyear Review, a wave of enforcement actions by the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) has underscored the continued importance...more

White & Case LLP

DOJ Announces Seven Director Resignations from Five US Public Company Boards in the Most Recent Wave of Reinvigorated Clayton Act...

White & Case LLP on

On October 19, 2022, the Antitrust Division of the Department of Justice announced that seven directors resigned from five different US public company boards of directors following DOJ concerns that their roles violated...more

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