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Disclosure Requirements Proposed Rules Registration Requirement

Goodwin

SEC Issues Concept Release on the Definition of Foreign Private Issuer

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On June 4, 2025, the Securities and Exchange Commission (“SEC”) published a concept release (“Concept Release”) soliciting public comments on the definition of a foreign private issuer (“FPI”). FPIs are subject to disclosure...more

Eversheds Sutherland (US) LLP

Utah and Virginia to require cost-of-credit disclosures and registration for certain commercial financing providers

Spurred in part by the pandemic, regulators and legislators have been increasingly focused on the accessibility and transparency of loans to small-to-medium businesses. On the federal level, the CFPB is considering a rule...more

Goodwin

UK Government Seeking to Introduce a Register of Overseas Entities

Goodwin on

As part of the UK government initiative to clamp down on criminals using UK property to launder their ill-gotten gains, the government is introducing some sweeping disclosure requirements in the form of a ‘Register of...more

Jones Day

SEC Proposes Exemption From Broker Registration for Certain Municipal Advisors - The U.S. Securities and Exchange Commission seeks...

Jones Day on

The U.S. Securities and Exchange Commission ("SEC") is seeking comments on a proposed exemptive order granting a conditional exemption from broker registration requirements for certain activities of municipal advisors....more

White & Case LLP

The SEC proposes to update Guide 3

White & Case LLP on

The SEC has published proposed changes to Guide 3 which are intended to update, clarify and codify the Guide with the aim of eliminating overlaps between U.S. GAAP, IFRS or other SEC rules, simplifying compliance efforts and...more

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