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K&L Gates LLP

Europe: Are the UK FCA’s Revised “Name and Shame” Proposals an Improvement?

K&L Gates LLP on

In November 2024, the UK FCA released a Consultation which seeks to clarify its proposed approach to publicising ongoing enforcement action—dubbed the “name and shame” plan—and to assure the wider market of the plan’s...more

Sheppard Mullin Richter & Hampton LLP

Regulatory Moves Show Financial Watchdogs Working Smarter, if Not Harder

To gain insight into where the Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) have been focusing their oversight and what their priorities will be in 2020, look no further than...more

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