News & Analysis as of

Distributed Ledger Technology (DLT) Securities and Exchange Commission (SEC) Digital Securities

Cozen O'Connor

From Fragmentation to Framework: SEC, CFTC, and Nasdaq Seek to Advance Crypto Regulatory Framework

Cozen O'Connor on

On September 5, 2025, Chairman of the U.S. Securities and Exchange Commission (SEC), Paul Atkins, and Acting Chairman of the U.S. Commodity Futures Trading Commission (CFTC), Caroline D. Pham, issued a joint statement...more

Jones Day

SEC/FINRA Issue Joint Guidance on Broker-Dealer Custody of Digital Assets

Jones Day on

The Situation: In a recently released joint statement ("Statement"), the Staffs of the U.S. Securities and Exchange Commission's ("SEC") Division of Trading and Markets, and the Financial Industry Regulatory Authority...more

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