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Due Diligence Trading Platforms Financial Services Industry

WilmerHale

Strategic Considerations for Transactions Involving CFTC-Registered Entities

WilmerHale on

With the Presidential and Congressional transitions taking place this month, we expect increased investment and transactional activity in capital markets. This will likely include trading platforms, exchanges, clearinghouses,...more

UB Greensfelder LLP

FINRA Is Bearish On FinTech (For Now) With Its Record Fine Against Robinhood

UB Greensfelder LLP on

There’s no question that FinTech firms are on the rise, and attempting to revolutionize the financial services space for the better. One such FinTech firm is none other than the notorious Robinhood. A technology company at...more

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