Cybersecurity in the investment management industry
The Securities and Exchange Commission has expanded the confidential filing options, including...more
On March 3, the United States Securities and Exchange Commission (SEC) issued guidance expanding its policies related to its confidential Draft Registration Statement (DRS) review process to all registration statements made...more
Companies should not minimize the extent of a material cybersecurity incident by omitting material facts regarding the scope and potential impact of the incident. Cybersecurity risk factor disclosures should be tailored to a...more
The Staff of the Division of Corporation Finance posted questions and answers regarding the confidential submission process for draft registration statements. ...more