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Emerging Growth Companies Cryptocurrency Securities and Exchange Commission (SEC)

Emerging Growth Companies (EGC) are companies with total yearly gross revenues of under $1 billion for the most recently completed fiscal year.  
Mayer Brown Free Writings + Perspectives

Acting Chair Uyeda on SEC’s Priorities

Members of the US Securities and Exchange Commission (the “Commission”) continue to share their views about the Commission’s current priorities, and Monday was Acting Chairman Mark Uyeda’s turn.  Speaking at the Florida Bar’s...more

Blank Rome LLP

Regulatory Update and Recent SEC Actions - April 2019

Blank Rome LLP on

REGULATORY UPDATES - Financial Industry Regulatory Authority (“FINRA”) Releases Its 2019 Priorities - On January 22, 2019, FINRA released its Annual Risk Monitoring and Examination Priorities Letter, which highlighted the...more

Robins Kaplan LLP

Your Daily Dose of Financial News

Robins Kaplan LLP on

Quite a start to the week for consulting powerhouse McKinsey & Co., with a Times expose on the questionable relationship between McKinsey’s clients and the investments its hedge fund has made in those same clients, not to...more

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