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Emerging Growth Companies › Rulemaking Process

Emerging Growth Companies (EGC) are companies with total yearly gross revenues of under $1 billion for the most recently completed fiscal year.  
Cooley LLP

SEC Executive Compensation Roundtable Comment Letter Roundup

Cooley LLP on

As described in this June 27 alert, the Securities and Exchange Commission (SEC) on June 26 hosted a roundtable meeting to discuss potential updates to the existing executive compensation disclosure requirements and solicited...more

Mayer Brown Free Writings + Perspectives

Report on 2019 SEC Government-Business Forum on Small Business Capital Formation Released

Mayer Brown Free Writings + Perspectives on

The Securities and Exchange Commission released the report from the August 2019 Government-Business Forum on Small Business Capital Formation. The Annual Forum provides an opportunity for market participants to meet and...more

Ballard Spahr LLP

SEC Allows ‘Test-the-Waters’ Communications for All Issuers

Ballard Spahr LLP on

We previously discussed the Securities and Exchange Commission’s (the SEC) proposed Rule 163B under the Securities Act of 1933, as amended (the Securities Act), and proposed amendments to Rule 405 promulgated under the...more

Herbert Smith Freehills Kramer

SEC Simplifies Disclosure Requirements to Further FAST Act Mandate

Herbert Smith Freehills Kramer on

The SEC has adopted rule amendments to simplify disclosure requirements consistent with its mandate under the Fixing America’s Surface Transportation (FAST) Act. ...more

Ballard Spahr LLP

SEC Proposes "Test-The-Waters" Expansion

Ballard Spahr LLP on

On February 19, 2019, the SEC voted to propose Rule 163B under the Securities Act of 1933, as amended (the Securities Act), and amendments to Rule 405 (collectively the Proposed Rule) promulgated under the Securities Act to...more

Ballard Spahr LLP

An In-Depth Look at SEC's Proposed 'Test-the-Waters' Expansion

Ballard Spahr LLP on

The Securities and Exchange Commission (SEC) recently voted to propose new Rule 163B under the Securities Act of 1933, as amended (the Securities Act), and amendments to Rule 405 (collectively, the Proposed Rule) promulgated...more

Stinson LLP

SEC proposes to Expand Test-the-Waters Communications to all Issuers

Stinson LLP on

The SEC has proposed new rules that would permit all issuers to solicit investor views about potential offerings at an earlier stage in the offering process than is the case today. ...more

Mayer Brown Free Writings + Perspectives

Testing the Waters for All? Proposed New Rule Would Expand Accommodation to All Issuers

Mayer Brown Free Writings + Perspectives on

Since the Jumpstart Our Business Startups (JOBS) Act was enacted in 2012, emerging growth companies (EGCs) have benefited from the opportunity to test the waters with investors and gauge interest in a potential offering....more

Parker Poe Adams & Bernstein LLP

The SEC Considers Updating Audit Committee Disclosures

Parker Poe Adams & Bernstein LLP on

The SEC recently published a concept release seeking comment on the need for new audit committee disclosures. This follows on the heels of recent PCAOB pronouncements and proposals regarding audit engagement partner...more

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