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Enforcement Actions › Registration Requirement › Regulatory Violations

DLA Piper

Uganda: Data Protection Regulator Clarifies Compliance Requirements for Offshore Entities

DLA Piper on

In a decision issued on 18 July 2025 against Google LLC, the Personal Data Protection Office (PDPO) has affirmed that the data protection compliance obligations under Ugandan law apply to all entities that handle the personal...more

Polsinelli

Third Party Administrator Licensing and Compliance Services: Recent Regulatory Actions Against TPAs

Polsinelli on

NEW JERSEY - The New Jersey Department of Banking and Insurance (“New Jersey Department”) recently took regulatory action against a TPA for untimely filing its annual report with the New Jersey Department....more

Orrick - On the Chain

SEC Settles with BCOT on Alleged Violations of the Securities Act

Orrick - On the Chain on

On December 18, 2019, the Securities and Exchange Commission announced settled charges against blockchain technology company Blockchain of Things Inc. (BCOT) for conducting an unregistered initial coin offering (ICO) of...more

The Volkov Law Group

Beam Settles FCPA Violations with SEC for $8 Million for Pervasive Third-Party Bribery Schemes

The Volkov Law Group on

After a lengthy investigation conducted by the SEC, Beam Suntory agreed to pay $8 million to settle FCPA violations in India. Beam’s settlement took over 5 years from initial disclosure to resolution – a long-time to say the...more

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