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Enforcement Actions Whistleblower Awards Final Rules

Troutman Pepper Locke

SEC Whistleblower Awards Face Scrutiny as Denials Rise

Troutman Pepper Locke on

A recent article by Bloomberg Law highlighted a significant shift in the Securities and Exchange Commission’s (SEC) approach to whistleblower claims. The article, “Whistleblower Awards Slow to Trickle as SEC Raises Bar on...more

Health Care Compliance Association (HCCA)

SEC issues final rule on whistleblower provisions

Compliance Today (December 2020) - On September 23, the United States Securities and Exchange Commission (SEC) published its final rule on several questions regarding the agency’s whistleblower program. Among the rulings...more

Proskauer - Whistleblower Defense

SEC Amends Whistleblower Program Rules

On September 23, 2020, by a vote of 3 to 2, the U.S. Securities and Exchange Commission announced the adoption of a final rule implementing several changes to its whistleblower program, citing the need to “provide greater...more

Fenwick & West LLP

SEC Amends its Whistleblower Program Rules

Fenwick & West LLP on

In a three-to-two vote, the U.S. Securities and Exchange Commission adopted a final rule amending its whistleblower program, which pays monetary awards to individuals who voluntarily provide information to the SEC about a...more

Perkins Coie

SEC May Limit “Game Changing” Whistleblower Bounties

Perkins Coie on

The U.S. Securities and Exchange Commission proposed three rule changes last week to the commission’s whistleblower program, including one that would authorize the SEC to “downward adjust” monetary awards in large actions for...more

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