News & Analysis as of

Equity Compensation Securities

Latham & Watkins LLP

The LathamTECH Podcast — Can RSUs Unlock Employee Equity?

Latham & Watkins LLP on

The trend of RSU (Restricted Stock Units) participation in secondary markets is transforming how private tech companies manage employee equity. As companies remain private for longer, the need for employee liquidity options...more

Allen Matkins

Court Rules Compensation Package Offer Is Not A Security

Allen Matkins on

The definition of a "security" Section 25019 was modeled after the definition in Section 2(a)(1) of the Securities Act of 1933, albeit with some notable differences.  Both laws broadly define the term and therefore cover a...more

Foley & Lardner LLP

Four Key De-SPAC Executive Compensation Issues

Foley & Lardner LLP on

In recent years, the number and value of so-called “de-SPAC” transactions have increased sharply. De-SPAC transactions are an alternative method of going public that may be faster and less costly than a traditional IPO. The...more

Snell & Wilmer

Temporary Relief From Certain Shareholder Approval Requirements for NASDAQ-Listed Companies Affected by COVID-19 Pandemic

Snell & Wilmer on

NASDAQ continues to propose and enact temporary rules to provide relief to the NASDAQ-listed companies affected by the COVID-19 pandemic and the resulting market uncertainty. To streamline such companies’ access to capital,...more

Hutchison PLLC

FAQs About Equity Compensation

Hutchison PLLC on

Here are ten common questions I receive from clients about issuing equity (stock or options) to service providers (advisors/directors/officers/employees/consultants)...more

Allen Matkins

The Case Of The Non-Existent Stock Options

Allen Matkins on

After starting employment at eCommission Solutions, LLC in 2015, Mr. Aja Doshi was offered the position of Vice President, Product Engineering. Among other things, the offer stated: "You will be granted one hundred fifty...more

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