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Ethics Enforcement Actions

Wiley Rein LLP

Sittenfeld v. United States – Campaign Contributions as Crimes?

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The Supreme Court may soon accept a pivotal case – Sittenfeld v. United States – that could redefine when a political contribution becomes a crime. In this two-minute video, Caleb Burns discusses how the outcome of this case...more

Wiley Rein LLP

Sittenfeld v. United States – Campaign Contributions as Crimes?

Wiley Rein LLP on

The Supreme Court may soon accept a pivotal case – Sittenfeld v. United States – that could redefine when a political contribution becomes a crime. In this two-minute video, Caleb Burns discusses how the outcome of this case...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: June 20, 2025, The Death of the Business Card Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Thomas Fox - Compliance Evangelist

Daily Compliance News: June 19, 2025, The Corruption in Spain Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Thomas Fox - Compliance Evangelist

Daily Compliance News: June 13, 2025. The All Boeing Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Nossaman LLP

Compliance Notes, Vol. 6, Issue 11 - May 2025

Nossaman LLP on

RECENT LOBBYING, ETHICS & CAMPAIGN FINANCE UPDATES- Campaign Finance & Lobbying Compliance - Donald Trump directed the Justice Department to investigate ActBlue for potentially illegal campaign donations, but his...more

Buchalter

Navigating Immigration Compliance in U.S. Hospitals: Key Concerns for Administrators and Providers

Buchalter on

The healthcare sector, a cornerstone of U.S. public infrastructure, relies heavily on a diverse and multinational workforce. From physicians to support staff, many hospital employees are immigrants—often working under...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: May 23, 2025, The Gutless Wonders Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance...more

Nossaman LLP

Compliance Notes, Vol. 6, Issue 10 - May 2025

Nossaman LLP on

RECENT LOBBYING, ETHICS & CAMPAIGN FINANCE UPDATES Campaign Finance & Lobbying Compliance The Federal Election Commission (FEC) concluded in Advisory Opinion 2025-07 that the Libertarian Party organizations in Idaho,...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: May 16, 2025, The Ethics Nightmare Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance brings to you compliance related stories to start your day. Sit back, enjoy a cup of morning coffee and listen in to the Daily Compliance News....more

Thomas Fox - Compliance Evangelist

Daily Compliance News: May 15, 2025, The Downfall in Davos Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance...more

Nossaman LLP

Compliance Notes, Vol. 6, Issue 9 - May 2025

Nossaman LLP on

RECENT LOBBYING, ETHICS & CAMPAIGN FINANCE UPDATES - Campaign Finance & Lobbying Compliance The Federal Election Commission (FEC) will soon lose its ability to enforce and regulate campaign finance laws, NOTUS reported...more

NAVEX

Risk Assessment – The Most Important and Least Understood Component of an Effective GRC Program

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Among the many crucial elements of effective compliance initiatives (internal reporting programs, policies, procedures, training, supply chain management, M&A, and more) are risk assessments – the intended foundational...more

Thomas Fox - Compliance Evangelist

Great Women in Compliance: The Future of Enforcement with Jennifer Lee

In this episode of Great Women in Compliance, Hemma hosts Jennifer Lee, a partner at Jenner & Block LLP and former Assistant Director at the SEC. The discussion covers Jennifer’s work in SEC investigations, the importance of...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: March 26, 2025, The Missile Strike on Boeing Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen to the Daily Compliance News—all...more

NAVEX

The Increasing Importance – and Visibility – of Internal Investigations 

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New DOJ whistleblower incentives. Investigation-related KPIs. Accountability demands from stakeholders of all stripes.    A combination of hard work by ethics and compliance professionals, high profile internal system...more

Lippes Mathias LLP

New York’s Highest Court Rules State Ethics and Lobbying Regulator Passes Constitutional Muster

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By the narrowest of margins, the New York Commission on Ethics and Lobbying in Government (“COELIG”) fended off a separation of powers challenge brought by former Governor Andrew Cuomo. The Court of Appeals, in a 4-3 decision...more

Harris Beach Murtha PLLC

Judicial Ruling Affirms Power of New York’s Ethics Commission

New York’s Commission on Ethics and Lobbying in Government will retain its enforcement power the Court of Appeals has ruled, dealing a blow to former Gov. Andrew Cuomo’s attempt to strip the state ethics board of its power...more

Cozen O'Connor

New York Note: Update on Mayor Adams

Cozen O'Connor on

Last Monday, the Justice Department directed federal prosecutors in the Southern District of New York to dismiss the pending charges against Mayor Adams without prejudice and restore his security clearance. Mayor Adams...more

Fox Rothschild LLP

FCA Whistleblower Complaints Reach All Time High in 2024

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The U.S. Department of Justice (DOJ) published its 2024 False Claims Act (FCA) statistics and press release this week touting $2.9 billion in judgments and settlements last fiscal year, slightly higher than 2023’s $2.7...more

Society of Corporate Compliance and Ethics...

[Virtual Event] Government Contracting Compliance & Ethics Conference - February 27th, 8:00 am - 5:00 pm CT

Stay on top of the complexities of government contracting - Few industries are as heavily regulated or complex as government contracting. If your organization performs government-contracted services, or if you are charged...more

Wiley Rein LLP

[Podcast] "Dumplings,” Diamonds, & Plea Deals: Brazil’s Operation Car Wash

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Power and corruption … two sides of a wicked coin. In this podcast, hosts Tatiana Sainati and Diana Shaw tell the stories of the world’s largest, most salacious corruption scandals and explore the myriad ways in which...more

Royer Cooper Cohen Braunfeld LLC

AI Washing and the SEC: a Pandoras Box

The SEC has charged a financial firm and its leaders for making false claims about using artificial intelligence (AI) in their automated trading process. This case highlights the critical need for transparency in an...more

Society of Corporate Compliance and Ethics...

[Event] Regional Compliance & Ethics Conference - December 13th, New York, NY

Looking for compliance education and networking in your area? SCCE’s Regional Compliance & Ethics Conferences offer convenient, local compliance education for practitioners in a variety of locations across the globe, and...more

Society of Corporate Compliance and Ethics...

Corporate compliance with human rights: An overview

Creating value for shareholders has long been considered the primary purpose of corporations, especially within the framework of traditional economic theories. However, this view has evolved significantly over the past few...more

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