News & Analysis as of

Ethics Sarbanes-Oxley Chief Compliance Officers

Thomas Fox - Compliance Evangelist

Countdown to 500 – Jonathan Marks on Professionalism in Compliance

We are on the final countdown, moving closer to Number 500. On Monday, August 31, I will be celebrating my 500th Anniversary episode, where I will talk about some of the key changes I have seen in compliance over the past 10...more

NAVEX

Financial Controls Require the Right Mix of Internal Controls & Human Oversight

NAVEX on

Ethics and compliance officers talk constantly about the importance of corporate culture, ethical values, and a strong tone at the top; and we should. You can’t have an effective corporate compliance program without them....more

The Volkov Law Group

CCOs and Resources: Put Your Money Where Your Mouth Is!

The Volkov Law Group on

The compliance profession is enjoying its moment of triumph. Chief compliance officers are earning substantial salaries and rewarded with high-level positions in the C-Suite and significant influence. CCOs are the hot...more

Thomas Fox - Compliance Evangelist

Compliance at the Tipping Point, Part V – Protection Afforded From a Compliance Program

Today, I wrap up my series on why I think compliance is at the Tipping Point. However as it is a Friday in October, I continue my tribute to the Man in the Shadows, producer Val Lewton, whose films for RKO had some of the...more

The Volkov Law Group

Washington Politics and Compliance

The Volkov Law Group on

Consider this posting a warning to everyone in the corporate governance field. I am not known for being a chicken little and screaming “the sky is falling, the sky is falling.” I tend to be a realist when it comes to politics...more

NAVEX

2015 Trends: #10 Cybersecurity: A Risk that Needs to be on Your Ethics and Compliance To-Do List

NAVEX on

The starting point for every ethics and compliance program must always be an analysis of the ethics and compliance risks faced by the organization. In that light, it’s important to listen to James Comey, Director, U.S....more

NAVEX

NAVEX Global’s Most Popular Ethics & Compliance Matters Articles from 2014

NAVEX on

This year, we relaunched our blog with the goal of better serving the ethics and compliance community, providing deeper insights on topics that matter most to E&C professionals, as well as best practices and practical steps...more

Littler

Government's Message to Corporate America — "We Want Your Whistleblowers!"

Littler on

On September 22, 2014, the Securities and Exchange Commission's (SEC) Office of the Whistleblower announced that it had issued a $30 million bounty payment to a foreign whistleblower. This award is more than double the...more

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