News & Analysis as of July 31, 2025

Member State

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The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of WWII. The EU maintains a common currency as well as several intranational institutions, including the European Parliament and the European Commission. less -

Europe: ESMA and National Regulators Launch Coordinated Review of Fund Manager Compliance and Internal Audit Functions

K&L Gates LLP on 2/28/2025

On 14 February 2025, the EU’s securities and markets regulator, the European Securities and Markets Authority (ESMA), launched a Common Supervisory Action (CSA) with EU Member State National Competent Authorities (NCAs), in...more

European Supervisory Authorities Publish Opinion on AML/CTF Risks in EU Financial Sector

A&O Shearman on 10/15/2019

The European Supervisory Authorities have published a joint opinion on the current anti-money laundering and counter-terrorist financing risks posed to the EU financial sector. The opinion is published in accordance with the...more

Your daily dose of financial news - The Brief – 6.30.16

Robins Kaplan LLP on 6/30/2016

US banks made a strong showing in part 2 of the latest round of the Fed’s stress tests. Only Morgan Stanley didn’t pass unconditionally (concerns over the company’s “internal controls and processes” tripped it up), while the...more

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European Union › Internal Controls › Member State

Europe: ESMA and National Regulators Launch Coordinated Review of Fund Manager Compliance and Internal Audit Functions

European Supervisory Authorities Publish Opinion on AML/CTF Risks in EU Financial Sector

Your daily dose of financial news - The Brief – 6.30.16

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