News & Analysis as of August 12, 2025

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The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of WWII. The EU maintains a common currency as well as several intranational institutions, including the European Parliament and the European Commission. less -

SEC Lifts Moratorium on Registering Swiss Investment Advisers

Ropes & Gray LLP on 6/18/2025

On June 10, 2025, the SEC issued a press release announcing that, effective immediately, it would resume processing new and pending registration applications of investment advisers with their principal office and place of...more

Focus on Private Equity - October 2014

McDermott Will & Emery on 10/22/2014

Proposed EU Merger Review of Non-Controlling Minority Shareholding Acquisitions: Challenges and Opportunities for Private Equity - At present, the EU Merger Regulation [Council Regulation (EC) No 139/2004] (the Merger...more

Non-U.S. broker-dealers and investment advisers may have U.S. registration requirements when existing clients relocate to the...

Broker-Dealer Compliance + Regulation on 8/7/2013

The SEC recently reminded non-U.S. broker-dealers and advisers with clients that relocate to the United States that they may be required to register under the U.S. securities laws. On July 31, 2013, the SEC sanctioned a...more

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European Union › Securities and Exchange Commission (SEC) › Registration

SEC Lifts Moratorium on Registering Swiss Investment Advisers

Focus on Private Equity - October 2014

Non-U.S. broker-dealers and investment advisers may have U.S. registration requirements when existing clients relocate to the...

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