News & Analysis as of August 3, 2025

Financial Conduct Authority (FCA)

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The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of WWII. The EU maintains a common currency as well as several intranational institutions, including the European Parliament and the European Commission. less -

Regulation Round Up - March 2025

Proskauer Rose LLP on 4/4/2025

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation....more

CRT Transactions in the EU, U.K. and the United States

A&O Shearman on 12/6/2024

In this bulletin, we consider the current state of the EU, U.K. and U.S. markets for credit risk transfer (“CRT”) transactions, with a particular focus on the fund finance market. For a more in-depth introduction to this...more

Regulatory monitoring - October 2024

A&O Shearman on 11/4/2024

1. Bank regulation - 1.1 PRUDENTIAL REGULATION - a) General (i) EU - ESRB: Speech on old and new frontiers of the ESRB: Systemic risk, non-banks and data analysis - Status: Final - The ESRB has published a...more

Regulation Round Up - May 2024

Proskauer Rose LLP on 6/12/2024

Key developments in May 2024: ESG: The Financial Conduct Authority (“FCA”) updated its webpage on the sustainability disclosure requirements (“SDR”) and investments labelling regime. Among other things, the webpage has been...more

The New UK Securitisation Rules : A Practical Overview and Comparison

Cadwalader, Wickersham & Taft LLP on 6/7/2024

On 30 April 2024, the Financial Conduct Authority (the “FCA”) published Policy Statement PS24/4 (“PS24/4”) setting out the final FCA Securitisation Sourcebook (“SECN”). Subject to the repeal of the Securitisation Regulation...more

Securitisation disclosure - Could less be more?

Hogan Lovells on 5/16/2024

The detailed disclosure requirements under the Securitisation Regulations in the EU and UK, which aim to ensure that investors receive the information needed to make informed assessments, have been considered by many market...more

In Practice: Preparing for a New UK Securitisation Framework

Latham & Watkins LLP on 2/14/2024

The start of 2024 heralds the rollout of a new suite of rules for securitisation in the UK, which once adopted, will replace the existing on-shored UK Securitisation Regulation (the “UKSR”). Originally published in...more

The UK Finalises Its Securitisation Regulations

Cadwalader, Wickersham & Taft LLP on 2/13/2024

Following up on a consultation in July 2023 here, the post-Brexit replacement of Regulation (EU) 2017/2402 of the European Parliament and of the Council ("Sec Reg"), the UK Securitisation Regulations 2024 (SI 2024/102) ("SI")...more

Putting It All Together: A Brief Guide to the UK’s New Securitisation Framework

Latham & Watkins LLP on 8/17/2023

The new securitisation framework will combine three sets of overlapping rules, in an effort to repeal and replace retained EU law in the UK. The missing piece of the puzzle to the UK’s new securitisation framework became...more

The Edinburgh Reforms - Where Are We Now?

Latham & Watkins LLP on 8/3/2023

As the pace of reform increases, we take a look at key developments and the timeline ahead. Significant progress has been made on the Edinburgh Reforms since they were announced in December 2022, with developments...more

A Boost for U.K. Financial Services - The U.K. Financial Services and Markets Act 2023

A&O Shearman on 8/1/2023

The U.K.’s newest Financial Services and Markets Act of 2023 (“FSM Act”) received Royal Assent on 29 June 2023. Certain parts came into force on its passing, others will come into effect two months after that, and the...more

The “Edinburgh Reforms”: Timetable of Key Changes

Latham & Watkins LLP on 1/23/2023

The timetable sets out three tranches of extensive regulatory changes to UK and EU law in 2023 and 2024. The “Edinburgh Reforms”, a series of announcements made on 9 December 2022 by the Chancellor of the Exchequer, set...more

What's Next for the UK and the EU?

Cadwalader, Wickersham & Taft LLP on 12/21/2022

As we make the transition from 2022 to 2023, this is a good time to look ahead to developments in the UK and the EU that will likely impact the financial services industry. Here are some observations....more

UK Temporary Transitional Power (TTP) comes to an end on 31 March: what does this mean for securitisation transactions?

Hogan Lovells on 3/30/2022

The UK’s Temporary Transitional Power (TTP) that allowed firms time to adapt to the new requirements following the UK’s withdrawal from the European Union on 31 December 2020, is ending on Thursday 31 March 2022. UK regulated...more

Securities and markets regulatory news, December 2020

Hogan Lovells on 12/7/2020

Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 - The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (SI...more

Securities and markets regulatory news, November 2020 # 4

Hogan Lovells on 11/30/2020

Recent regulatory developments of interest to financial institutions and markets. Includes updates from the UK FCA, the European Supervisory Authorities and IOSCO, among others. Recent regulatory developments of interest to...more

Securities and markets regulatory news, October 2020 # 2

Hogan Lovells on 10/13/2020

MiFIR: FCA statement on trade reporting and position limit obligations - The UK Financial Conduct Authority (FCA) has published a statement on trade reporting and position limit obligations under the Markets in Financial...more

Securities and markets regulatory news, September 2020 # 4

Hogan Lovells on 9/29/2020

Brexit: FCA opens registration applications for UK securitisation repositories - The UK Financial Conduct Authority (FCA) has published a new webpage for securitisation repositories under the Securitisation Regulation that...more

European Commission Adopts Disclosure Templates for EU Securitisation Reporting

Cadwalader, Wickersham & Taft LLP on 10/21/2019

The Securitisation Regulation applies to securitisations, the securities of which are issued (or where no securities are issued, the securitisation positions of which are created) on or after 1 January 2019....more

UK Regulations Implementing the EU Securitization Regulation Made

A&O Shearman on 12/17/2018

The U.K. Securitization Regulations 2018 have been laid before Parliament and will come into force on January 1, 2019. The Regulations implement the EU Securitization Regulation (also known as the STS Regulation) into U.K....more

The Long Long Game: The EU Financial Regulatory Agenda Into 2016 and Beyond

MoFo Reenforcement on 2/5/2016

2016 will mark the eighth anniversary of the collapse of Lehman Brothers and the raft of regulatory reforms introduced in the aftermath of that event and the wider financial crisis will continue to be implemented during the...more

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