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European Union › Transparency › MiFIR

The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of... more +
The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of WWII. The EU maintains a common currency as well as several intranational institutions, including the European Parliament and the European Commission. less -
A&O Shearman

EC adopts amendments to transparency requirements under MiFIR Review

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The European Commission has adopted a Commission Delegated Regulation to amend regulatory technical standards (RTS) on transparency requirements. The MiFIR Review revised the Markets in Financial Instruments Regulation...more

Proskauer Rose LLP

Regulation Round Up - June 2023

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MiFIR / MiFID II: The European Parliament published a press release announcing it has reached provisional political agreement with the Council of the EU on the proposed amendments to the Markets in Financial Instruments...more

BCLP

The Share Trading Obligations – A New Year’s Mess

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Diverging approaches to Share Trading Obligations from the FCA and ESMA pose challenges for investment firms in a post-Brexit Europe. With 1 January 2021 creeping closer and the hope of securing an effective Brexit deal...more

Hogan Lovells

Securities and markets regulatory news, July 2020 #4

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Brexit: ISDA updates FAQs - HM Treasury has published a policy statement explaining the government's reasons for extending the transitional period for third-country benchmarks under the retained EU law version of the...more

Hogan Lovells

Securities and markets regulatory news, July 2020 #2

Hogan Lovells on

Recent regulatory developments of interest to financial institutions and markets. Includes updates on MiFIR open access regime for trading and clearing ETDs and various ESMA Q&A updated....more

Akin Gump Strauss Hauer & Feld LLP

MiFID II Update – Non-EU Trading Venue Equivalence for Transparency and Position Limits

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On 3 June 2020, the European Securities and Markets Authority (ESMA) published two Opinions clarifying how European Union investment firms trading financial instruments on third-country trading venues (TCTVs) should, from 3...more

Latham & Watkins LLP

MiFID’s Transparency Rules: ESMA Confirms Equivalence of Numerous Non-EU Venues

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Implications for users of third-country trading venues as ESMA confirms the list of venues who meet the criteria in its updated opinions on transparency and position limits. On 3 June 2020, ESMA published updated versions...more

A&O Shearman

EU Consultation on Potential Amendments to MiFID II's Equity Transparency Regime

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The European Securities and Markets Authority has commenced a consultation on proposed amendments to the provisions of the Markets in Financial Instruments package on the transparency regime for equity and equity-like...more

A&O Shearman

European Commission Publishes Commission Delegated Regulation Extending Exemption from EU Transparency Requirements to the...

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An amending Commission Delegated Regulation to the existing Commission Delegated Regulation (Regulation 2017/1799), which specifies that third-country central banks may be exempted from certain transparency requirements under...more

White & Case LLP

Financial Regulatory Observer – June 2019: No-deal Brexit: Challenges for trading venues and their participants

White & Case LLP on

There is no silver bullet for maintaining cross-border trading if the UK leaves the EU without a deal. The date of Brexit has been delayed until (at least) October 31, 2019, but there is little sign that financial...more

A&O Shearman

European Securities and Markets Authority Publishes Final Report on Frequent Batch Auctions

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The European Securities and Markets Authority has published a final report presenting the feedback to its November 2018 call for evidence, which sought to improve its understanding of "frequent batch" auction systems and...more

A&O Shearman

Revised EU Statement on the Share Trading Obligations in a No-Deal Brexit

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Following concerns regarding its March 19, 2019 statement, the European Securities and Markets Authority has published a revised statement on the impact of a no-deal Brexit on the trading obligation for shares where no...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week In Review

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Division of Investment Management of the SEC Issues No-Action Letter to SSB - On May 8, 2018, the Chief Counsel's Office of the Division of Investment Management ("IM") of the Securities and Exchange Commission (the...more

A&O Shearman

European Commission adopts Regulatory Technical Standards on Volume Cap Mechanism and Provision of Information for the Purposes of...

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The European Commission adopted a Delegated Regulation supplementing the Markets in Financial Instruments Regulation with regard to Regulatory Technical Standards on the volume cap mechanisms and the provision of information...more

A&O Shearman

European Commission Adopts Technical Standards on Disaggregation of Pre- and Post-Trade Transparency Data under MiFID II

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The European Commission adopted a Delegated Regulation on RTS which set out the requirements for trading venues to provide pre- and post-trade transparency data. MiFIR requires data to be publicly available in an unbundled...more

Orrick - Finance 20/20

ESMA Comments on MiFID II Implementing Measures

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On June 16, 2015, the European Securities and Markets Authority (ESMA) published a statement by on its work on implementing measures under MiFID II (Directive 2014/65/EU) and MiFIR (Regulation 600/2014)....more

Katten Muchin Rosenman LLP

ESMA Publishes Additional Consultation Paper on MiFID II/MiFIR Implementation

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On February 18, the European Securities and Markets Authority (ESMA) published a new consultation paper (CP) on the implementation of the transparency provisions of the revised EU Market in Financial Instruments Directive...more

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