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European Banking Authority (EBA) Financial Crimes

A&O Shearman

ESAs and AMLA sign MoU to strengthen EU AML supervision

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The European Supervisory Authorities (the European Banking Authority, European Insurance and Occupational Pensions Authority and European Securities Markets Authority—the ESAs) have announced the signing of a multilateral...more

A&O Shearman

EBA draft RTS for CASPS appointing a central contact point under MLD4

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The European Banking Authority (EBA) has issued its final report on draft regulatory technical standards (RTS) amending Commission Delegated Regulation (EU) 2018/1108, on the criteria for the appointment of central contact...more

Proskauer Rose LLP

Regulation Round Up - September 2024

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Welcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation....more

Paul Hastings LLP

Daily Financial Regulation Update -- Tuesday, December 12, 2023

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December 11, 2023- The U.S. Department of the Treasury published a fact sheet entitled, "U.S. Department of the Treasury Actions to Prevent and Disrupt Corruption" following up on the U.S. Strategy on Countering...more

Paul Hastings LLP

Daily Financial Regulation Update -- Saturday, July 2, 2022

Paul Hastings LLP on

Major Developments- Justice Department Announces Enforcement Action Charging Six Individuals with Cryptocurrency Fraud Offenses in Cases Involving Over $100 Million in Intended Losses...more

Paul Hastings LLP

Daily Financial Regulation Update -- Friday, June 24, 2022

Paul Hastings LLP on

Major Developments- Federal Reserve Board- Federal Reserve Board releases results of annual bank stress test- June 23, 2022- The Federal Reserve Board released the results of its annual bank stress test....more

Paul Hastings LLP

Daily Financial Regulation Update -- Thursday, June 16, 2022

Paul Hastings LLP on

Major Developments- Federal Reserve issues FOMC statement- June 15, 2022- The Federal Reserve issued a statement regarding the Federal Open Market Committee meeting held June 14-15.-...more

Paul Hastings LLP

Daily Financial Regulation Update -- Tuesday, June 14, 2022

Paul Hastings LLP on

Federal Agencies- Federal Reserve Bank of New York- Survey of Consumer Expectations: Household Spending Expectations Rise Sharply; Credit Access Perceptions and Expectations Deteriorate Further-...more

Eversheds Sutherland (US) LLP

Financial Crime Horizon Scanner: 2022 - Q1 (UK)

Our quarterly Financial Crime Horizon Scanner for the UK summarizes key financial crime related legal and regulatory changes expected over the next 2 years and provides electronic links to key resources. We hope that you...more

A&O Shearman

Key Regulatory Topics: Weekly Update 23 December 2021 – 6 January 2022

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In this period we bid farewell to 2021 and 24 LIBOR settings and welcomed 2022 and the application of a range of new prudential measures in the UK. It was, however, a relatively quiet period for the regulators. The FCA...more

A&O Shearman

Key Regulatory Topics: weekly Update 15 October to 21 October 2021

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Of particular note this week, HM Treasury published a policy paper on ‘Greening Finance: A Roadmap to Sustainable Investing’ which sets out the UK government’s ambition to support the financial services sector to align with...more

Proskauer Rose LLP

Regulation Round Up - August 2021

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The Financial Conduct Authority (“FCA”) published a statement reminding firms about potential financial crime risks linked to Afghanistan. Commission Delegated Regulation (EU) 2021/1415 supplementing the Securitisation...more

A&O Shearman

Key Regulatory Topics: Weekly Update March 2021 #3

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Brexit - Please see the Other Developments section for the MoU agreed between the ECB, FCA and BoE on post-Brexit supervisory cooperation, effective from 1 January. ...more

A&O Shearman

Key Regulatory Topics: Weekly Update 26 Feb - 4 Mar 2021

A&O Shearman on

Brexit - FCA provides information on the Temporary Permissions Regime (TPR) On 3 March, the FCA published new webpages providing information on the TPR. Firstly, the FCA published a webpage on how it will supervise firms...more

Hogan Lovells

Banking and finance regulatory news, October 2020 # 4

Hogan Lovells on

Implementation of CRD V: PRA CP17/20 - The UK Prudential Regulation Authority (PRA) has published a consultation paper, CP17/20, setting out proposed changes to its rules, supervisory statements (SS) and statements of...more

Hogan Lovells

Financial crime regulatory news, April 2020

Hogan Lovells on

COVID-19: EBA statement on actions to mitigate financial crime risks - On 31 March 2020, the European Banking Authority (EBA) published a statement on actions to mitigate financial crime risks in light of COVID-19....more

A&O Shearman

Key Regulatory Topics: Weekly Update 10 January - 16 January 2020

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BREXIT - Please see our section on Other Developments for the FCA’s regulation round-up for January which updates on the FCA’s Brexit implementation activities. EC publish slides on the future relationship between the...more

A&O Shearman

Key Regulatory Topics: Weekly Update 22 to 28 November 2019

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CONDUCT - FCA guidance on approving financial promotions - On 26 November, the FCA published guidance on approving financial promotions for unauthorised persons. The guidance sets out some practical implications of the...more

A&O Shearman

Key Regulatory Topics: Weekly Update 25-31 October 2019

A&O Shearman on

BREXIT - Please refer to the Markets and Markets Infrastructure section for an update regarding the made Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment etc and Transitional...more

A&O Shearman

Key Regulatory Topics: Weekly Update 18 – 24 October 2019

A&O Shearman on

BREXIT - The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No.3) Regulations 2019 On 24 October, the Financial Services (Miscellaneous) (Amendment) (EU Exit) (No.3) Regulations 2019 were made, and an...more

A&O Shearman

Key Regulatory Topics: Weekly Update 27 September – 3 October 2019

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SEMINARS - ESG and sustainable finance conference On 11 November, 8:30am to 1:00pm, A&O will be hosting its inaugural ESG and sustainable finance conference. The conference will bring together a wide range of market...more

A&O Shearman

Key Regulatory Topics: Weekly Update 30 August 2019 - 5 September 2019

A&O Shearman on

BREXIT - Please refer to the Payment Services and Payment Systems section for an update regarding the operational implications of a “no-deal Brexit” on SCT and SDD transactions. ...more

A&O Shearman

Key Regulatory Topics: Weekly Update 23 August 2019 - 29 August 2019

A&O Shearman on

BREXIT - ECB on no-deal Brexit - On 28 August, the ECB published the transcript of an interview (dated 15 August) with by Andrea Enria, Supervisory Board Chair of the ECB. In the interview, among other things, Mr Enria...more

A&O Shearman

Key Regulatory Topics: Weekly Update - 9 August 2019 - 15 August 2019

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BREXIT - Post-Brexit options in the Luxembourg financial sector - Allen & Overy has published a list of available options for UK firms currently passporting their activities to Luxembourg or willing to provide services...more

A&O Shearman

Key Regulatory Topics: Weekly Update - 2 August 2019 - 8 August 2019

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BREXIT - Please see our article, ‘Can the UK Parliament stop a no-deal Brexit?’ CONDUCT - FCA findings of review into the banking sector’s implementation of SMCR - On 5 August, the FCA published the findings of...more

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