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European Securities and Markets Authority (ESMA) Financial Markets Registration Requirement

A&O Shearman

ESMA Publishes Updated Registration Guide

A&O Shearman on

The European Securities and Markets Authority (ESMA) has published an updated registration guide (dated 14 August), outlining the procedures and expectations for entities seeking registration, authorisation, recognition, or...more

Orrick, Herrington & Sutcliffe LLP

Legal Entity Identifiers under MiFID II

From 3 January 2018 all legal entities (no matter where they are based or incorporated) involved in buying, selling or issuing financial instruments on EU regulated markets, multilateral trading facilities or organised...more

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