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European Securities and Markets Authority (ESMA) Registration Requirement Regulatory Requirements

A&O Shearman

ESMA Publishes Updated Registration Guide

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The European Securities and Markets Authority (ESMA) has published an updated registration guide (dated 14 August), outlining the procedures and expectations for entities seeking registration, authorisation, recognition, or...more

A&O Shearman

European Commission Updates Credit Rating Agencies Regulation Equivalence Decisions

A&O Shearman on

The European Commission has published a series of draft Implementing Decisions on the equivalence with the EU Credit Rating Agencies Regulation of the credit rating regimes of certain non-EU countries. The Implementing...more

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