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European Securities and Markets Authority (ESMA) › Regulatory Requirements › Penalties

Proskauer - Regulatory & Compliance

EU Regulators Take Different Enforcement Paths for ESMA ESG Fund Name Guidelines

Proskauer - Regulatory & Compliance on

European regulators have taken different routes as to how they plan to enforce the European Securities and Markets Authority’s (“ESMA”) guidelines (the “Guidelines”) with respect to the use of sustainability‑related terms in...more

A&O Shearman

EU Publishes Final Amendments to Cash Penalty Process for Cleared Trades

A&O Shearman on

The European Securities and Markets Authority has published its Final Report and draft Regulatory Technical Standards amending the cash penalty process for cleared transactions under the EU Central Securities Depositories...more

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