An Overview of the SEC’s Recently Adopted Exchange-Traded Funds (ETF) Rule
Welcome to the latest edition of Fenwick’s Securities Law Update. This issue contains updates and important reminders on...more
For nearly 200 years after its inception in 1792, the New York Stock Exchange (“NYSE”) faced insignificant competition as the premier stock exchange within the United States. Then, alongside the technological surge of the...more
Merrill Lynch has already staked out the position in response to the DOL’s retirement account fiduciary duty rule that it would no longer offer commission-based IRAs to retirement savers. Yesterday, it effectively doubled...more