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Exemptions › HM Treasury

A&O Shearman

HMT publishes revised policy approach to ancillary activities exemption

A&O Shearman on

HM Treasury (HMT) has published a policy note and draft statutory instrument on the ancillary activities exemption, which is an exemption (originally introduced in the revised EU Markets in Financial Services Directive) from...more

Cadwalader, Wickersham & Taft LLP

Changes to the UK Financial Promotions Rules

Cadwalader, Wickersham & Taft LLP on

The UK’s Treasury has published its consultation response on “Financial promotion exemptions for high net worth individuals and sophisticated investors” alongside the draft Statutory Instrument making the relevant changes....more

Latham & Watkins LLP

HM Treasury Confirms Changes to Financial Promotion Exemptions

Latham & Watkins LLP on

Businesses relying on exemptions for high net worth individuals and self-certified sophisticated investors should ensure they are prepared to comply with the updated requirements. On 7 November 2023, HM Treasury...more

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