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False Claims Act (FCA) › Cryptoassets › Securities and Exchange Commission (SEC)

Arnall Golden Gregory LLP

Government Investigations Team Insights - February 2025

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AGG’s Government Investigations Team Insights provides periodic updates covering legal and regulatory topics. Our team, which includes former federal prosecutors and federal agency attorneys, has successfully represented...more

Katten Muchin Rosenman LLP

Financial Markets and Funds Quick Take | Issue 18

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Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

Katten Muchin Rosenman LLP

Katten Financial Markets and Funds Quick Take | Issue 15

Katten Muchin Rosenman LLP on

Four Key Considerations Since SEC Amended Form PF - In early May, the Securities and Exchange Commission (SEC) adopted a final rule amending Form PF, the confidential reporting form for certain SEC-registered investment...more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on FINRA's new rules to address brokers with significant history of...

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BROKER-DEALER - SEC Issues No Action Letter on Treatment of Reserved Powers Trust as Non-US Person by Non-US Investment Adviser for Registration Exemption - On March 5, the Securities Exchange Commission’s Division of...more

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