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Fees Securities Regulation Regulatory Reform

Alston & Bird

FINRA Delays Implementation Date for Previously Adopted Changes to Filing Fees for Public Offering and Private Placement Reviews

Alston & Bird on

New fees from the Financial Industry Regulatory Authority (FINRA) are now on hold until 2027. Our Investment Funds Team examines the new schedule for public offering and private placement reviews....more

A&O Shearman

CTPs brought into scope of ESMA rules for DRSP fines and fees

A&O Shearman on

The European Commission has adopted delegated regulations amending the rules for data reporting service providers (DRSP) fines and fees to include consolidated tape providers (CTPs) in scope. Previously, the relevant...more

Nelson Mullins Riley & Scarborough LLP

SEC Releases Fee Rate Advisory, Effective October 1, 2022

The SEC recently released its first fee rate advisory for fiscal year 2023. The new fee rate of $110.20 per million dollars (an increase from the current fee rate of $92.70 per million dollars) will be effective October 1,...more

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