Filing Deadlines, EDGAR, Securities Exchange Act of 1934

SEC filers must enroll in EDGAR Next by September 15

McDermott Will & Schulte on 9/3/2025

US Securities and Exchange Commission (SEC) filers have until September 15, 2025, to enroll in Electronic Data Gathering, Analysis, and Retrieval (EDGAR) Next. Any filers not enrolled before the deadline will lose the ability...more

SEC Accelerates Beneficial Ownership Filing Deadlines but Holds Off on Other Changes

Katten Muchin Rosenman LLP on 11/7/2023

On October 10, the Securities and Exchange Commission (SEC or the Commission) adopted comprehensive changes to Regulation D-G, which governs beneficial ownership reporting under Section 13(d) of the Securities Exchange Act of...more

SEC Adopts Amendments to Section 13 Reporting Requirements

Mintz - Securities & Capital Markets... on 10/25/2023

On October 10, 2023, as part of an effort to modernize beneficial ownership reporting requirements to align with today’s dynamic markets, the Securities and Exchange Commission (the “SEC”) announced the adoption of amendments...more

Client Alert - SEC Issues Final Rules Modernizing Section 13(d) and (g) Beneficial Ownership Reporting

Seward & Kissel LLP on 10/24/2023

On October 10, 2023, the U.S. Securities and Exchange Commission (the “SEC”) issued its final rules modernizing beneficial ownership reporting under Sections 13(d) and (g) of the Securities Exchange Act of 1934 (the “Exchange...more

SEC shortens filing deadlines for beneficial ownership reports required under sections 13(d) and 13(g) of the Exchange Act

Eversheds Sutherland (US) LLP on 10/20/2023

On October 10, 2023, the Securities and Exchange Commission (SEC) adopted amendments to the rules governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities and Exchange Act of 1934 (Exchange...more

SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting

WilmerHale on 10/20/2023

On October 10, 2023, the SEC adopted long-awaited amendments to its beneficial ownership reporting rules under Regulation 13D-G. Most significantly, the amendments accelerate the filing deadlines for initial and amended...more