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Filing Requirements Form 13F Publicly-Traded Companies

Dorsey & Whitney LLP

EDGAR Next is Live - What Canadian Issuers Need to Know

Dorsey & Whitney LLP on

The SEC has updated the EDGAR system’s login, password, and access protocols which will affect Canadian SEC reporting companies and other individuals and entities with EDGAR filing codes, including non-reporting companies...more

Fenwick & West LLP

Proposed Form 13F Changes Would Reduce Visibility into Stockholder Base and Activist Activities

Fenwick & West LLP on

The U.S. Securities and Exchange Commission (SEC) has announced a proposed amendment to the filing requirements for Form 13F, which is expected to decrease the number of institutional investment managers required to report...more

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