News & Analysis as of

Filing Requirements Investor Protection Proposed Amendments

Patterson Belknap Webb & Tyler LLP

The SEC Solicits Feedback to Potentially Amend the Definition of Foreign Private Issuer

On June 4, 2025, the Securities and Exchange Commission (“SEC”) published a concept release soliciting public comment in connection with its re-examination of the nearly 50 year old definition of foreign private issuer...more

Stikeman Elliott LLP

CSA Propose Modernization of Prospectus Filing for Investment Funds

Stikeman Elliott LLP on

Proposed modernization of certain investment fund prospectus filing rules would extend lapse date to 24 months. CSA also considering introducing base shelf filing for all investment funds....more

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