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Financial Conduct Authority (FCA) Consultation Papers Reporting Requirements

Hogan Lovells

Payments and e-money: UK FCA publishes policy statement on changes to safeguarding regime

Hogan Lovells on

The FCA believes that some payments firms do not currently have sufficiently robust safeguarding practices. This poses a risk of harm to consumer and market integrity that the FCA is seeking to mitigate. ...more

Proskauer Rose LLP

FCA publishes its Second Consultation on the Implementation of the UK Investment Firms Prudential Regime

Proskauer Rose LLP on

On 19 April 2021, the Financial Conduct Authority (“FCA”) published the second out of three consultation papers on the implementation of the Investment Firms Prudential Regime (“IFPR”) (CP21/7). The IFPR is a new UK...more

Proskauer Rose LLP

FCA Started First Consultation on the Implementation of Investment Firms Prudential Regime

Proskauer Rose LLP on

On 14 December 2020, the Financial Conduct Authority (“FCA”) published the first out of three consultation papers on the implementation of the Investment Firms Prudential Regime (“IFPR”) (CP20/24) in relation to a new UK...more

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