Financial Conduct Authority (FCA), MiFIR, Regulatory Requirements

FCA Market Watch 82

Hogan Lovells on 8/12/2025

The FCA has published Market Watch 82. This edition of Market Watch focuses on transaction report and, more specifically, highlights the FCA’s observations from its supervision of the UK Markets in Financial Instruments...more

Regulation Round Up - June 2025

Proskauer Rose LLP on 7/10/2025

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation....more

Gaining Access to UK Pension Investors: Key Questions for Private Fund Managers

Goodwin on 5/29/2025

We have written about the opportunities for the managers of private funds, such as private equity, real estate, venture, and infrastructure managers, to increase the investor base for the funds they manage (funds) to include...more

The Share Trading Obligations – A New Year’s Mess

BCLP on 12/23/2020

Diverging approaches to Share Trading Obligations from the FCA and ESMA pose challenges for investment firms in a post-Brexit Europe. With 1 January 2021 creeping closer and the hope of securing an effective Brexit deal...more

Private Bank Briefing: Issues Impacting the Private Bank Sector - December 2020

Latham & Watkins LLP on 12/8/2020

Ahead of the end of the Brexit transition period, on 31 December 2020, regulators in the UK and the EU have issued a number of updates: Share trading obligation - In relation to the potential conflict between the share...more

Financial Regulatory Observer – June 2019: No-deal Brexit: Challenges for trading venues and their participants

White & Case LLP on 7/1/2019

There is no silver bullet for maintaining cross-border trading if the UK leaves the EU without a deal. The date of Brexit has been delayed until (at least) October 31, 2019, but there is little sign that financial...more