Financial Conduct Authority (FCA), New Guidance, Financial Institutions

UK FCA issues updated Enforcement Information Guide

A&O Shearman on 8/18/2025

The UK Financial Conduct Authority published an updated Enforcement Information Guide, which reflects changes in the FCA Handbook to its revised Enforcement Guide (ENFG) and the Decision Procedure and Penalties manual (DEPP)....more

UK Pensions: What’s new this week? July 7, 2025

A&O Shearman on 7/11/2025

Welcome to your weekly update from the A&O Shearman Pensions team, covering all the latest legal and regulatory developments in the world of workplace pensions. FCA consultation on targeted support: relevance to...more

The Capital Ratio: Roundup of Upcoming UK Regulatory Reforms for Financial Institutions

Skadden, Arps, Slate, Meagher & Flom LLP on 1/8/2024

UK regulators have recently announced a number of reforms for banks and other financial institutions. - On 23 November 2023, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) (together,...more

FCA Finalises Changes to its Financial Crime Guide

Latham & Watkins LLP on 12/14/2018

The FCA has finalised a new chapter on insider dealing and market manipulation. Key Points: ..Firms should take note of the new guidance, which applies immediately. ..Helpfully, the FCA has clarified that firms do...more

FCA Publishes New Supervisory Approach for Regulated Firms in UK

Katten Muchin Rosenman LLP on 10/1/2015

On September 18, the UK Financial Conduct Authority (FCA) published two papers with new guidance (the “Guides”) regarding how it will supervise different types of UK regulated financial services firms in the future. ...more

UK FCA Publishes Latest “Market Watch” Newsletter

Katten Muchin Rosenman LLP on 7/1/2015

The UK Financial Conduct Authority (FCA) published the 48th edition of its “Market Watch” newsletter on June 22. Market Watch is the FCA’s periodic newsletter for publishing its guidance on market conduct and transaction...more