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Financial Conduct Authority (FCA) › New Rules › Investment Funds

Goodwin

Further easing the US-UK Divide: Extending the Buy-Side Investment Research Rules to Fund Managers

Goodwin on

In our previous alert Paying for Buy-Side Investment Research: New Rules Ease the US-UK Divide | Insights & Resources | Goodwin we discussed the Financial Conduct Authority (FCA) final rules in its policy paper PS24/9:...more

A&O Shearman

UK Conduct Regulator Finalizes Rules for Funds Investing in Illiquid Assets

A&O Shearman on

The U.K. Financial Conduct Authority has finalized new rules governing certain types of open-ended funds that invest in inherently illiquid assets. The rules include...more

Jones Day

Key Takeaways from the UK Financial Conduct Authority's Review into the Asset Management Market

Jones Day on

On 28 June 2017, the UK Financial Conduct Authority ("FCA") published its final report in relation to its review of the UK asset management market. The report sets out a package of reform proposals designed to address certain...more

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