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Financial Conduct Authority (FCA) › Proposed Guidance › Financial Services Industry

Proskauer - Regulatory & Compliance

Bullying, harassment and violence set to be conduct issues under new FCA Rule

Proskauer - Regulatory & Compliance on

Bullying, harassment and violence set to be conduct issues under new FCA Rule - The Financial Conduct Authority (the “FCA”) recently published its Policy Statement and Consultation on non‑financial misconduct (“CP25/18”). ...more

BCLP

Applying the FCA’s proposed new guidance on non-financial misconduct

BCLP on

Non-financial misconduct in financial services firms is back at the top of the agenda following the concurrent publication of the FCA’s Consultation Paper 20/23 (Diversity and inclusion in the financial sector – working...more

BCLP

‘Finfluencers’ beware - FCA consults on new social media financial promotions guidance

BCLP on

The FCA is continuing to crack down on firms and ‘finfluencers’ using social media for non-compliant and illegal financial promotions and this week has announced plans to update its existing guidance on social media and...more

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